Ethics, Compliance and Audit Services
2019 Ethics, Compliance and Audit Symposium: Presentations
Please note: A few presentations are still outstanding (pending) from the presenters and once we receive them, we will update the website and notify you accordingly. Materials marked as unavailable will not be included.
Monday, October 28, 2019
| Session Title | Speaker(s) |
| GEN1 - General Session: Ethics | Michael Josephson (Josephson Institute) |
| BK1.1 - Accountability and Compliance in the Age of AI | Anupam Datta (Carnegie Mellon University) |
| BK1.2 - Applying an Equity Lens to Policy Development | Michele Gross (University of Minnesota) |
| BK1.3 - Essential Information About FML and Disability Accommodations for Supervisors (unavailable) | Stephanie Leider (UCOP) & Trina Mastro (UCOP) |
| BK1.4 - Clery Act Compliance | Jim Moore (US Dept. of Education) |
Tuesday, October 29, 2019
| Session Title | Speaker(s) |
| GEN2 - General Session: Regulatory Update | David Willingham (Boies Schiller Flexner) |
| BK2.1 - The Great Internal Audit & Compliance Mystery (unavailable) | Kelly Loya & Kristen Taylor (Pinnacle Enterprise Risk Consulting Services) |
| Amina Assefa (UCB) & Matthew DeFrain (Deloitte) | |
| BK2.3 - Emerging & Foundational Technologies | Tom Tierney (Los Alamos National Laboratory) |
| BK2.4 - Emotional Intelligence, Applied | Tracy Scates (Learning & Development Consultant) |
| BK3.1 UC Health Affiliations: Assessing and Reducing Compliance Risk (unavailable) | Dan Gerber (UCOP) |
| BK3.2 - Laboratory Safety at UC | Ken Smith (UCOP) |
| BK3.3 - Export Control in Medical Research | Scott Long (St. Jude Children’s Research Hospital) |
| BK3.4 - First Class Travel, Fake Receipts and Pink Flamingos: Preventing and Detecting Fraud through a Fraud Risk Management Program | Wendi Delmendo (UCD) & Leslyn Kraus (UCD) |
| BK4.1 - HIPAA and FERPA Interplay: Best Practices For Information Release | Vivien Chan (UCI), Reina Juarez (UCSD), & Tony Yang (UCOP) |
| BK4.2 - Disclosure Requirements in Research | Ellen Auriti (UCOP) & Bruce Morgan (UCI) |
| BK4.3 - The Third Line of Defense in Cybersecurity Internal Audit and the UC Cybersecurity Audit Team | Greg Loge (UCOP) & Tye Stallard (UCOP) |
| BK4.4 - Computer and Cell Phone Evidence Preservation for Investigations | Don Vilfer (Digital Evidence Ventures) |
| BK5.1 - Navigating Clinical Research Operations and Compliance | Polina Eshkol (UCLA Health) & Michelle McDaniel (UCLA Health) |
| BK5.2 - Export Controls Update | Kevin Wolf (Akin Gump Strauss Hauer & Feld LLP) |
| BK5.3 - Protecting the Health Care Safety Net: 340B Drug Discount Program Compliance | Margia Corner (UCOP) |
| BK6.1 - Fraud Red Flags | Niloufar Alian (UCR), Janet Cox (UCD), Jean Lee (UCLA) & Pamela Magana-Britton (UCLA) |
| BK6.2 - Regulatory and Ethical Challenges in "Big Data" Research | Kristen Rosati (Coppersmith Brockelman PLC) |
| BK6.3 - Using Plain Language to Meet Compliance and Ethical Standards in Higher Education | Deborah S. Bosley (The Plain Language Group, LLC) |
| BK6.4 - International Travel Vulnerabilities | Don Vilfer (Digital Evidence Ventures) |
Wednesday, October 30, 2019
| Session Title | Speaker(s) |
| BK7.2 - Controlled Substances Programs: Overview of Policy, Responsibilities, & Changes | Brent Cooley (UCOP), Thomas Harper (UCD Health), & Hoyt Sze (UCOP) |
| BK7.3 - TeamMate Analytics | Jen Terry (Wolters Kluwer) |
| BK7.4 - A Science Based Approach to Implicit Bias and Decision-Making | Anna Laszlo (Fair & Impartial Policing (FIP), LLC) |
| GEN3 - General Session: Federal Foreign Influence Update: Science and Security in Basic Research (unavailable) | Samuel B. Howerton (National Science Foundation) & Michael S. Lauer (National Institutes of Health) |
| GEN4 - General Session: Keynote by Regent John A. Pérez (unavailable) | Chair of the Board of Regents, Regent John A. Pérez |
| BK8.1 - Healthcare Investigations – Now What | Derek Kang (UCLA) & Hoyt Sze (UCOP) |
| BK8.3 – Research Privacy | Mary Alexander (UCI Health) & C. Brandi Hannagan (UCD Health) |
| BK8.4 - Agile Auditing | Chris Pattillo (Deloitte) |
| BK8.5 - Discussion on Workplace Conduct – Part 1 | Laura Crawshaw (The Boss Whispering Institute) |
| BK9.1 - Prevent and Detect Grant Fraud- Get To Know The OIGs Role And Yours (pending) | Les Hollie (US Department of Health and Human Services) |
| BK9.2 - Organizational Integrity Using Data Analytics | Jay Sonbolian (Ernst & Young) & Vincent Walden (Alvarez & Marsal) |
| BK9.3 - Public Records, Investigations, and the IPA (unavailable) | Chad Pimentel (UCOP) |
| BK9.4 - Discussion on Workplace Conduct – Part 2: Panel Discussion | Kirsi Ahmavaara Aulin (University of Colorado, Boulder), Judy Bruner (UCSD) & Laura Crawshaw (The Boss Whispering Institute) |
| BK10.1 - Best Practices for Audit Follow-up | Matthew Hicks (UCOP), Loran Lerma (UCI), & Greg Loge (UCOP) |
| BK10.2 - Clinical Research: Staying in Compliance with FDA and Clinicaltrials.gov Requirements | Joan Doherty Campbell (UCSF), Laverne Estanol, M.S. (UCI) & Melanie Hassel (UCSF) |
| BK10.3 - Funny Side of Healthcare Auditing (unavailable) | Don McMillan (Technically Funny, Inc) |
| BK10.4 - A Foundational Approach Implementing IS-3 | Robert Smith (UCOP) & John Virden |