Ethics, Compliance and Audit Services
Policies and Guidance
Internal Audit Manual PDF
April 21, 2021Guidelines on Audits Conducted by the California State Auditor PDF
Protocols for University employees to follow during fieldwork for an audit conducted by the California State Auditor
Core audit programs
Core audit programs
Prior to revised core listing of December 2005.
Other resources
Quiz: How does your department rate?
Answer a series of questions derived from common audit findings to determine whether your department has adequate internal controls.
External audit organizations
Links to websites for external audit associations and institutes.
Internal controls
What are internal controls, why are they important, and what can my department do to improve?
University of California Policies Link
Search and browse current UC policies.
UC Whistleblower website Link
If you suspect that a UC employee is engaged in improper governmental activities, UC has policies that can show you how to "blow the whistle" and can protect you from retaliation. This site provides important information for employees and supervisors about the whistleblower policies.