Lists of Certifications Related to Federal Contracts and Grants

List A: Items Requiring Special Monitoring
List B: Items Requiring Routine Monitoring
List C: Items Requiring Minimal Monitoring

List A: Items Requiring Special Monitoring

Fraud, Waste, and Abuse

1: Accurate proposal data; provision of false information
2: Lobbying
3: Conflict of Interest
4: Scientific Misconduct
5: Debarment and Suspension

Research Subjects

1: Human Subjects
2: Laboratory Animals
3: Research on Transplantation of Fetal Tissue

Costs

1: Direct Cost Expenditures
2: Indirect Cost Expenditures
3: Cash Disbursements
4: Proposal Budgets - Certification of Cost or Pricing Data

List B: Items Requiring Routine Monitoring

Grantee/Contractor Responsibility

1: Contingent Fees
2: Procurement Integrity
3: Debt - Nondelinquency
4: Institutional, Managerial, Financial Capability
5: Completion of Work within Time Frame
6: Certification Regarding Responsible Conduct of Research

Access To Records

1: Access by Agency and Other Authorized Representatives
2: Confidentiality of Alcohol and Drug Abuse Patient Records

Labor Standards

1: Drug-Free Workplace
2: Drug-Free Schools and Communities
3: Promotions Based on Merit
4: Hatch Act
5: Wage and Hour Acts

Special Situations

1: Drug-Free Work Force
2: Recombinant DNA Molecules
3: Marine Mammals
4: Endangered Species Act
5: Certification Regarding Prostitution and Sex Trafficking

Nondiscrimination/Affirmative Action

1: Discrimination based on Race, Color, National Origin
2: Equal Opportunity; Nonsegregated Facilities
3: Affirmative Action Compliance
4: Affirmative Action for Special Disabled and Vietnam Era Veterans
5: Discrimination based on Sex
6: Discrimination based on Handicap
7: Discrimination based on Age
8: Discrimination based on Drug Abuse
9: Discrimination based on Alcohol Abuse
10: Housing Discrimination
11: Relocation Assistance


Environmental Issues

1: Clean Air and Water Acts; Executive Order (E.O.) 11738
2: Safe Drinking Water Act
3: Flood Disaster Protection Act
4: National Environmental Policy Act; E.O. 11514
5: E.O. 11990 (Protection of Wetlands)
6: E.O. 11988 (Flood Hazards)
7: Coastal Zone Management Act
8: Wild and Scenic Rivers Act
9: Historic Preservation Acts; E.O. 11593
10: Bloodborne Pathogens
11: Toxic Chemical Release Reporting

List C: Items Requiring Minimal Monitoring

Type of Business/Place of Performance

1: Type of Business Organization
2: Insurance - Immunity from Tort Liability
3: Small Business Concern Representation
4: Small Disadvantaged Business Concern Representation
5: Women-Owned Business
6: Walsh-Healey Public Contracts Act Representation
7: Place of Performance
8: Preference for Labor Surplus Area Concerns

Patents/Copyrights

1: Patents - Notice of Government Licensee
2: Representation of Limited Rights Data and Restricted Computer Software

U. S. Constitution Day Education Program (PL 108-447, Div. J. Sec. 111(b))